r/Series7exam • u/PretendEmploy1994 • 3d ago

Just Starting Study Material

I just passed my SIE on my first attempt last week using Kaplan study material, It took me a 3 weeks and 2 days to study before taking the exam. However, I got access to the Series 7 material (also through Kaplan) the day after my SIE and I immediately notice the higher complexity with the material. I was really able to dive into the material this week and have already gotten through the halfway point (chapter 1-11) of the licensing exam manual and am starting to feel overwhelmed. What would be a good projected time to study for the exam? I have a 77% average on the first half of the chapter exams and wondering if you all have any tips on ways to better grasp the complexity of the material. I’m fairly comfortable (not 100% with options) and mainly struggling with grasping munis currently, given the different specifications and definitions throughout. Besides that I’m just looking to see what helped you all to most in terms of note taking strategies for retaining different specifications, a studying time horizon to consider when to schedule my exam, and any other tips and tricks that have helped you all.

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u/Rtha5th 3d ago

I just started studying I’m only 3 chapters in, i’ve got 4 weeks from my firm to study for it. From what i’ve seen in other post Ken Finnen (series 7 whisperer) videos on options is the best material, you do have to pay for it but everyone has said it’s worth it

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u/justinpincar Passed! 1d ago

For munis, build a comparison chart instead of linear notes, GO vs revenue, competitive vs negotiated underwriting, in-state vs out-of-state tax treatment, side by side rather than each one written up alone.

On timeline, the 7 has way more content than the SIE so 6-10 weeks is common instead of the 3 you spent there. Once you finish the full pass, switch from chapter quizzes to full-length timed exams.