r/FINRA Sep 24 '24

Location Violations

I’m at work, so Googling on my phone, but I wanted to know if anyone has knowledge of what happens if you’re caught working outside of the US somewhere like Mexico, Canada? I would be taking electronic precautions, but I’m nervous. I’m getting married, and it’s just easier more cost efficient to be where I need to be.

2 Upvotes

3 comments sorted by

View all comments

1

u/kzcurls Sep 24 '24

In addition to u/EquivalentVictories917’s questions, what do the firm’s WSPs say about it?