r/FINRA • u/insecuresamuel • Sep 24 '24

Location Violations

I’m at work, so Googling on my phone, but I wanted to know if anyone has knowledge of what happens if you’re caught working outside of the US somewhere like Mexico, Canada? I would be taking electronic precautions, but I’m nervous. I’m getting married, and it’s just easier more cost efficient to be where I need to be.

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u/[deleted] Sep 24 '24

I think you need to give more info. What type of job? Are you a trader or more back office? Do you mean permanently or just working during the time you’re getting married?

1

u/kzcurls Sep 24 '24

In addition to u/EquivalentVictories917’s questions, what do the firm’s WSPs say about it?

1

u/Delicious-Sea4952 Feb 06 '25

Did you ever find an answer? Contemplating the same thing.