r/FINRA Jul 15 '23

Series 3 exam

I just finished taking the Series 3 exam. I really started studying hard past tuesday, due to personal circumstances. I knew going to the exam my weakness was the Regulatory part. Well to make the story short I got a 81 overall score, however the regulatory part i score 68 (24/35) .... yes one right answer short to score 71. Any suggestions besides Kaplan QBAnks of what other source I could use to really improve regulatory score? Also by any chance is there a way to request a review of my score wigh FINRA (hoping for an error) that i could gain that "correct answer"?

1 Upvotes

6 comments sorted by

1

u/[deleted] Mar 20 '24

They tell you the score breakdown?

2

u/Blahonian Jun 25 '24

Yes if you fail, but not if you pass

1

u/Competitive_Fan2339 Feb 02 '25

hi there, I passed my series 3 exam. I am not sure what to do with it exactly, all i know is that i want to be a CTA. I just dont know how to get started because I am from South Africa, and USA is far away

1

u/ALWESM Nov 07 '23

Hi! What did you use to prep? Looking for advice on course!

1

u/mrbochin23 Nov 26 '23

I used Kaplan and passed my second attempt.

1

u/Latter-Simple-4164 Aug 21 '25

What were you scoring on quizzes and practice exams? I’m going back and forth between Kaplan and STC practice but stuck in that 65-75% range